Broker-Dealer Services Built for Independent Investment Bankers
Do the Right Thing — The Right Way
Our platform attracts investment bankers who believe in doing the right thing. Getting licensed isn't just about compliance — it's about integrity. It's about putting your client's needs first rather than structuring deals just to get paid. Licensed professionals understand the value of being transparent, operating under professional standards, and investing in a structure that protects their business and their reputation.
- End-to-End Broker-Dealer Services
We provide low-cost broker-dealer support for experienced investment banking professionals who want to maintain control of their brand while gaining the benefits of full regulatory coverage, responsive supervision, and access to a seasoned support team.
- Licensing & Registration: FINRA and SEC-compliant registration and ongoing supervision.
- Regulatory Compliance: Clear guidance without the red tape. We handle the details so you can focus on your deals.
- Transaction Support: From engagement through close, we support compliant execution across M&A, capital raises, and asset sales.
- AI-Driven Back Office Efficiency
Our platform integrates advanced AI technologies to automate compliance tasks, streamline documentation, ensure accuracy, and eliminate unnecessary delays. You spend less time on administration and more time on client service, deal making, and growth.
- A Tenured U.S.-Based Support Team
IIB's back office is 100% U.S.-based and includes:
- A former FINRA regulator
- In-house legal counsel
- A licensed CPA
- Veteran compliance and technology professionals
With low turnover and deep institutional knowledge, you'll always work with people who know your business and understand the complexity of your deals.
- Incubating Boutique Investment Banking Firms
While licensing, compliance, and supervision are our core offerings, we go beyond. We help investment bankers launch and scale their firms — whether it's setting up your first professional website, accessing group health insurance, retirement planning, payroll solutions, or market research tools. We also fostercross-platform referrals, helping you collaborate with others in the IIB network to source and support new opportunities.
- Low Costs and High Payouts. No Long-Term Contracts.
Our payout structure rewards performance — with the highest potential payouts in the industry — and no long-term contracts. That means:
- No restrictions on your mobility
- No risk of employment classification issues
- Maximum flexibility and financial upside
- Compliance Without the Bureaucracy
We help you stay compliant with FINRA and SEC regulations without drowning in paperwork. From onboarding and registration to client engagements and closings, we handle the back-end work so you can stay independent, build your brand, and deliver exceptional results.
Ready to Join a Broker-Dealer That Puts You First?
Experience the freedom of independence with the support of a full-service broker-dealer. Get FINRA and SEC compliance, AI-driven efficiency, and a tenured U.S.-based support team — all while keeping the highest potential of your earnings in the industry.